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Featured Job Postings from the Web
May 12 Hedge Fund/Registered Investment Advisor Compliance Professional Resources Global Professionals New York, NY

in Hedge Fund or Registered Investment Advisor compliance to join our Tri-State ... compliance within Hedge Funds or Registered Investment Advisors * Hands-on experience... more

May 09 Investment Banking Mergers and Acquisitions VP Intrepid Investment Bankers Los Angeles, CA

Intrepid Investment Bankers LLC is seeking to hire talented professionals for its Vice ... of seven years of sell side M&A advisory and investment banking experience Substantial... more

May 07 Ultra High Net Worth Senior Investment Advisor PNC Cincinnati, OH

As an Ultra High Net Worth Senior Investment Advisor, you will consult with an assigned ... investment policy statement defining the investment strategies to be implemented for... more

May 06 Compliance Risk Assessment - Investment Bank Compliance Search Group New York, NY

Our client, a top-tier investment bank, seeks a Compliance Risk Assessment Supervisor. Candidate will join a team responsible for Coordinating the annual Supervisory and Internal... more

May 06 RIA Wholesaler / Investment Wholesaler Mercer Advisors Schaumburg, IL

design, life planning, FPA, wealth manager, investment advisory, client advisor, family ... investment officer, relationship manager, advisor services, investment officer,... more

May 06 Payroll Manager - LEADING INVESTMENT FIRM Financial Services Company New York, NY

Our client, a leading Investment Advisor seeks a Payroll Manager. Responsibilities: * Process and maintain the semi-monthly U.S * and international payrolls, including: inspecting... more

May 03 Institutional Investment Sales Officer Bank of Arizona Scottsdale, AZ

Responsibilities: * Robust business development calling. The BDO schedules a continual flow of appointments with leads, prospects, referral sources. The BDO identifies leads and... more

Apr 26 Sr Investment Advisor PNC Tampa, FL

As an Investment Advisor and member of PNC's Wealth Management organization, you will be ... investment professionals managing our investment advisory services, utilizing... more

Apr 25 Investment Advisor II PNC Toledo, OH

As an Investment Advisor and member of PNC's Wealth Management organization, you will be ... investment professionals managing our investment advisory services, utilizing... more

Apr 09 Financial Advisor - International Investments A Leading Financial Group In Mexico Houston, TX

would like a highly motivated Financial Advisor that works with high net worth ... opportunity to direct the international investment and risk diversification needs for... more

Apr 09 Accounting Manager World Renowned Investment Advisor Boston, MA

Staffing has teamed up with a Global Investment Advisor to identify an Accounting ... join their team. About the Company: Global investment advisor with over 800 clients... more

Apr 04 Investment Advisors Fort Washington Investment Advisors Cincinnati, OH

accounts and transactions, including Investment Records & Accounting, Treasury, ... and distributions to investors and direct investment transactions. *Processes all... more

Mar 30 Investment Advisory Associate Harris BMO Bank Chicago, IL

Investment Advisors in the delivery of investment advice and the implementation of ... to the Portfolio Manager or Senior Investment Advisor to ensure that they... more

Mar 27 Investment Advisor Ft Washington Investment Advisors Cincinnati, OH

accounts and transactions, including Investment Records & Accounting, Treasury, ... and distributions to investors and direct investment transactions. *Processes all... more

Mar 24 Investment Planning Specialist Saudi Aramco Houston, TX

The Investment Planning Specialist will serve as an advisor to Corporate Management and ot ... company organizations regarding project investment issues encompassing the following:... more

Mar 23 Investment Strategist SunAmerica Financial New York, NY

Objectives: 1. Develop and define an Advisor Group investment strategy framework ... Advisor Group fee-based platforms to ensure investment portfolios and strategies... more

Mar 19 Senior Investment Advisor Litman Gregory Asset Management San Francisco, CA

Eventually serve as Senior Investment Advisor for up to 60 clients Seek out new ... a global asset allocation strategy Share investment management philosophy (tactical... more

Mar 07 Investment Strategist SunAmerica Financial Group Atlanta, GA

investment strategies on behalf of the Advisor Group, provide actionable investment ... Advisor Group fee-based platforms to ensure investment portfolios and strategies... more

Feb 24 Investment Advisors Leadership Program - Intern Fifth Third Bank Cincinnati, OH

PROGRAM OVERVIEW The Investment Advisor Internship is designed to provide students with ... feedback. PROGRAM ROTATION The Investment Advisor internship is structured over 12... more

Jul 23 Senior Investment Consultant Bank of Oklahoma Tulsa, OK

* Serves as an investment representative on various committees (i.e., Investment Committee ... in investment industry (i.e., consulting, investment management or plan sponsor... more

More Job Postings from the Web
May 17 Head of Registered Investment Advisor Compliance- Investment Advisory Guardian Life Insurance Company of America New York, NY

technology solutions to support the investment advisory business from a ... activities. * Strong knowledge of applicable investment-advisory and broker-dealer laws... more

May 17 Financial Advisor (Retail Investment Associate Team Leader) Huntington Bancshares Mentor, OH

Our Financial Advisors (Retail Investment Associate Team Leaders) provide ?Simply the ... proficiency This Financial Advisor (Retail Investment Associate Team Leader) position is... more

May 17 Head of Registered Investment Advisor Compliance- Investment Advisory New York

Job Title: Head of Registered Investment Advisor Compliance- Investment Advisory ... and fair dealings. Head of Registered Investment Advisor Compliance- Investment... more

May 16 Financial Advisor or Investment consultant - series 7 Marto Consulting Morristown, NJ

Series 7 licenses. Track record of selling investment products. Great opportunities to upgrade you deposit base, product offering and commission pay outs. If you want to have a... more

May 16 Investment Systems Analyst Western and Southern Life Insurance Company Cincinnati, OH

Fort Washington Investment Advisors, Inc. has an immediate opportunity for a Investment ... local firm. Fort Washington is a registered investment advisor. We were founded in 1990... more

May 16 Wealth Fin. Advisor- BancWest Investment Serv Bank of the West San Francisco, CA

are met by providing financial advice and investment products.Position ... In his/her capacity as an investment adviser representative creates financial plans for cu... more

May 16 Financial Advisor - BancWest Investment Services Bank of the West Tulare, CA

37517 Financial Advisor - BancWest Investment Services Full Time Regular posted 05/15/2012 ... In his/her capacity as an investment adviser representative creates financial plans for cu... more

May 16 Research Intern- Morningstar Investment Management Morningstar Chicago, IL

Investment Management taps into the investment, advisory, and business strengths ... Services, all three of which are registered investment advisors. We use our expertise in... more

May 15 Director of Investment Advisor Research PNC Philadelphia, PA

The Director of Investment Advisor Research for PNC Asset Management will develop, ... * Extensive knowledge of investment product and investment manager/firm evaluation methods... more

May 15 Financial Advisor, Investment Advisor Representative John Hancock Irvine, CA

Professional Financial Advisor | Investment Advisor Representative| Financial Sales ... Resources Capital Management and its investment advisory services are offered... more

May 15 Investment Advisor Devere USA New York, NY

Candidates must possess the Series 65. As an Investment Advisor, you will provide advice ... lead, motivate and manage Salary Successful Investment Advisors are expected to earn... more

May 14 Intelligence Research Specialist (Intel Advisor- Investment Security) IRS Washington, DC

before applying. ics for which the advisor is responsible; and coordinates these with Treasury?s requirements office and IC collection reporting officers as appropriate. *... more

May 13 Foreign Members Investment Advisor Troy, MI

FOREIGN MEMBERS INVESTMENT ADVISOR, FULL-TIME, 9:00am-5:00pm, $20.00 /hr ... securities laws and regulations, and investment strategies in Poland and the US. more

May 12 Trust & Investment Sales Advisor Job Capital One New York, NY

Trust & Investment Sales Advisor-714139 Description Summary: Provide Wealth Management ... estate transfer and tax minimization tools, investment planning, retirement planning,... more

May 12 Sr Financial Advisor Investment Center (Sherman Oaks) Union Bank Sherman Oaks, CA

Assesses client investment needs and goals, reviews existing investment portfolios/allocat ... M/F/D/V Job : Investment Sales Primary Location : CALIFORNIA-SHERMAN OAKS Shift* : First S... more

May 11 Investment Advisor Austin, TX

diligence is seeking a seasoned successful investment professional to join their ... to hear from you. A good fit for us is an investment advisor or RIA with an established... more

May 11 Investment Advisor Recruiting Department Columbia, SC

Job Descriptions Seeking for an Investment Advisor that will be responsible for the following tasks; Communicate with prospective clients with the goal of converting a prospect to... more

May 11 Senior Investment Advisor PNC Pittsburgh, PA

As a Sr. Investment Advisor and member of PNC's Wealth Management organization, you will ... investment professionals managing our investment advisory services, utilizing... more

May 10 Intelligence Research Specialist Intel Advisor Investment Security Treasury Washington, DC

Research Specialist (Intel Advisor- Investment Security) ... foreign investment practices and U.S. investment policy, and investment review... more

May 10 Undergraduate Intern - Finance, Pension and Investments - Summer 2012 Walt Disney Burbank, CA

investment bank, financial advisor and investment manager for The Walt Disney ... for innovative financing techniques and investment strategies. The Pension Investment... more

May 09 Compliance Principal-US Bancorp Investments & Insurance-metro Chicago U.S. Bancorp Rosemont, IL

Provides ongoing compliance training for Investment Advisors and Sales Assistants . Works closely with Registered Persons associated with the OSJ resolving customer account... more

May 09 Investment Advisor Mwws San Antonio, TX

Job Title: Investment Advisor Investment Advisor Job Location: San Antonio, TX San ... business. A good fit for us is an investment advisor or RIA with an established book of... more

May 09 Buck-Consultant, Investments Affiliated Computer Services New York, NY

meet Advisor compliance rule. Participate in investment research on managers and capital ... of experience in an investment advisory or investment consulting environment... more

May 09 Intelligence Research Specialist (Intel Advisor- Investment Security) Department of the Treasury Treasury, Departmental Offices Washington, Dc

Want a world class career? Working at the Department of the Treasury's Departmental Offices means working for an organization that helps people and ensures the legacy of the... more

May 09 Senior Investment Consulting Analyst Job Mercer Chicago, IL

different investment markets, managers' investment styles and portfolio ... asset allocation studies and other investment-related activities Qualifications... more

May 09 Investment/Financial Advisors Aspire Windsor, CT

Investment/Financial Advisors are responsible and accountable for building productive ... Bachelors degree or equivalent experience 5 years of Investment / Retirement experience St... more

May 09 Retirement Investment Advisor Job Integrity Staffing Windsor, CT

: 3/9/2012 Job Id : 1176 Job Description Investment Advisors are responsible and accountable for building productive relationships with our client's existing defined contribution... more

May 09 Investment Advisor Monte World Wide Staffing San Antonio, TX

Job Title: Investment Advisor Investment Advisor Job Location: San Antonio, TX San ... business. A good fit for us is an investment advisor or RIA with an established book of... more

May 09 Investment Consultant/Advisor Northern Trust Chicago, IL

are looking to hire an Investment Consultant/Advisor for both our Chicago and Highland ... and pursues cross sell opportunities within investment, banking, fiduciary and advisory... more

May 08 Frost Investment Advisors - Compliance Analyst Frost Bank San Antonio, TX

Frost Investment Advisors - Compliance Analyst About Frost Bank Cullen/Frost Bankers, Inc ... About the Frost Investment Advisors - Compliance Analyst Position As aFrost Investment Adv... more

May 07 Investment Advisor People Place Austin, TX

Investment Advisor This is a COMMISSION ONLY position!! Commission: Up to $150,000.00 +/- ... of business. A good fit is an Investment Advisor or RIA with an established book of... more

May 07 Registered Investment Advisor (Credit Union) American Airlines Fort Worth, TX

for an Account Representative / Financial Advisor in its Flagship Financial Group. ... advisor is active in member education in the investment area, the presentation of seminars... more

May 04 Investment Coordinator University Federal Credit Union Austin, TX

of Program Manager, assist Investment Advisor in the management of client ... all seminars presented by Investment Advisor and provide administrative support... more

May 04 Investment Coordinator Ufcu Austin, TX

of Program Manager, assist Investment Advisor in the management of client ... all seminars presented by Investment Advisor and provide administrative support... more

May 04 Manager of Investments Advisor Compliance Liberty Mutual Group Boston, MA

rules and regulations that govern registered investment advisers. Specifically the ... with exposure to the securities industry and investment regulations and/or accounting... more

May 04 Finance - Registered Investment Advisors - Analyst Blackstone Group New York, NY

responsibilities for our Private Equity advisor entities. * Daily and monthly journal entry bookings and related reconciliations. * Extensive interaction with fund and tax... more

May 03 Institutional Investment Sales Officer Bank of Texas Houston, TX

Responsibilities: * Robust business development calling. The BDO schedules a continual flow of appointments with leads, prospects, referral sources. The BDO identifies leads and... more

May 02 Paralegal - GWIM Regulatory Investments Analyst Bank of America Boston, MA

Knowledge of securities regulations, investment advisor regulations or banking regulations or knowledge of business segment products, operations, and book and records. Required... more

Apr 30 Investment Advisor Edward Jones Santa Fe, NM

rewards. Edward Jones offers individualized investment recommendations focused on a ... get to know individual prospects and their investment needs and objectives. Only after... more

Apr 30 Senior Investment Advisor Wilmington Trust Pennsylvania

Advisor The Senior Private Client Investment Advisor provides comprehensive investment ... processes for Investment Advisors and Investment Support Assistants. May... more

Apr 30 Senior Investment Advisor M&T Bank Wilkes Barre, PA

Advisor The Senior Private Client Investment Advisor provides comprehensive investment ... processes for Investment Advisors and Investment Support Assistants. May... more

Apr 30 Investment Adviser & Structured Investments Compliance Forum Group New York, NY

growth within the business. Main Duties Investment Advisor Develop, implement and ... institutional arm of a registered investment advisor, liaise with global partners;... more

Apr 28 Investment Advisor Ables, Iannone, Moore & Associates Bluffton, SC

As an Investment Advisor Representative with Ables, Iannone, Moore & Associates, you will ... firm is an independent fee-only registered investment advisory firm. We manage... more

Apr 25 Financial Advisor - Investment Advisor - RIA - CFP - Series 7 63 Cybercoders Buffalo Grove, IL

Financial Advisor - Investment Advisor - RIA - CFP - Series 7 63 Financial Advisor - ... Insurance, Money Market Funds Financial Advisor - Investment Advisor - RIA -... more

Apr 25 Internal Wholesaler (Regional Investment Consultant), RI - FIdelity Advisor Solutions Fidelity Investments Smithfield, RI

Financial Advisor Solutions (FFAS) provides investment management services through ... Product (VIP) Portfolios, the Fidelity Advisor 529 Plan, systematic investment... more

Apr 24 Senior Investment Advisor - Asset Management job Pnc Financial Services Group Birmingham, AL

As a Sr. Investment Advisor and member of PNC's Wealth Management organization, you will ... investment professionals managing our investment advisory services, utilizing... more

Apr 24 Payroll Manager - Leading Investment Firm Kforce Finance & Accounting New York, NY

Our client, a leading Investment Advisor seeks a Payroll Manager. Responsibilities: * Process and maintain the semi-monthly U.S * and international payrolls, including: inspecting... more

Apr 24 Client Support Splst, Wealth and Investment Managment -Coral Gables SunTrust Banks Florida

Strategist, Trust Advisor and/or Client Advisor. General product and procedural ... Strategists, Team Leads, Trust Advisors, Investment Advisors, Strategic Wealth... more

Apr 23 Investment Advisor Opensalesjobs.com Charleston, SC

Investment Advisor South Carolina - Charleston Great Base + commission Relocation ... to bring to the firm. The Investment Advisor works with clients to help them... more

Apr 23 Registered Investment Advisor (Credit Union) Americanairlines Fort Worth, TX

Title: *Registered Investment Advisor (Credit Union) Location: US-TX-Fort Worth Other ... advisor is active in member education in the investment area, the presentation of seminars... more

Apr 20 Hedge Fund/ Registered Investment Advisor Compliance Professional Resources Global Professionals New York, NY

in Hedge Fund or Registered Investment Advisor compliance to join our Tri-State practice. As a Consultant with Resources Global Professionals you will have the ability to play an... more

Apr 19 Investment Advisor Associate Financial Engines Phoenix, AZ

is currently seeking a qualified investment advisor representative to join our Advisor ... Financial Engines is the largest independent investment advisor committed to providing... more

Apr 18 Global Investment Strategist Job BNY Mellon San Francisco, CA

Dreyfus Corporation, EACM Advisors, Hamon Investment Group, Insight Investment ... investment strategies, providing investment advisory services, developing... more

Apr 13 Financial Advisor / Investment Advisor Altium Wealth Management Purchase, NY

financial advisors, financial planners, investment advisor representatives and career ... management expertise. Responsibilities: Investment Advisor Representatives will;... more

Apr 13 Investment Advisory Services Surveillance Analyst Morgan Stanley Jersey City, NJ

to conduct surveillance of activity in Investment Advisory Accounts. - Communicating ... - surveillance experience at a registered investment advisor or broker-dealer... more

Apr 07 Investment Advisors Associate Fifth Third Bank Cincinnati, OH

rotations through key departments within the Investment Advisors (IA) Division. Becomes ... a permanent role (sales or support) in an Investment Advisor department. ESSENTIAL... more

Apr 02 Vice President Investment Specialist Jackson National Life Insurance Company Denver, CO

investment advisor that provides fee-based investment advisory solutions for financial ... money manager due diligence, investment strategy, and/or portfolio... more

Mar 29 Senior Investment Sales Advisor San Mateo Credit Union San Mateo, CA

sales and service to members. Supervises Investment Sales Assistant. Duties include ... business development activities, conducting investment seminars, and special assignments. more

Mar 26 Supervisor - Investment Compliance Franklin Templeton Investments New York, NY

Investment Compliance represents the Global Investment Adviser Compliance (GIAC) ... solutions. * Oversee testing of investment advisor activity to identify... more

Mar 20 Investment Advisor-IRC18048 National Rural Electric Cooperative Association Arlington, VA

Job Summary and Purpose: The Investment Advisor is responsible for conducting ... planning, education funding, investment and insurance products, estate... more

Mar 16 Financial Advisor- BancWest Investment Services Bank of the West San Jose, CA

are met by providing financial advice and investment products.Position ... needs through profiling and analyzing what investment products are in the clients best... more

Mar 14 Investment Advisor - Asset Management - SEC Marina Sirras & Associates New York, NY

Foreign investment bank in New York has an immediate opening for an investment adviser with experience in asset management for SEC registered managers. For more information,... more

Mar 13 Compliance Officer - Investment Advisor Nason and Nason Miami, FL

the compliance programs of two registered investment advisers are assessed and monitored on an ongoing basis and tested periodically to detect, prevent, and correct violations of... more

Mar 07 INVESTMENT/FINANCIAL SVCS. - DIRECT HIRE! Adecco Rochester, NY

several Direct Hire searches for experienced INVESTMENT candidates!These positions offer ... skills and prior experience working in the investment/financial services industry. more

Mar 07 Compliance Officer, Investment Advisory Services Job Capitalone Melville, NY

Compliance Officer, Investment Advisory Services-713407 Description JOB SUMMARY: Capital ... point of contact for managed money and investment advisor compliance Business... more

Feb 29 Investment Advisor/Relationship Manager Euromonde Manhattan, NY

On behalf of our client, an established investment advisory firm, with a solid reputation ... Finance and 7+ years experience within the investment advisory sector. Candidate needs... more

Feb 15 Compliance Officer (Investment Advisor) Primerica Life Insurance Co Duluth, GA

The Investment Advisor Compliance Officer ensures proper implementation of procedures in ... program to test adequacy of Registered Investment Advisers compliance policies and... more

Jan 16 Investment Center Financial Advisor UBS Charlotte, NC

As a UBS Investment Center Investment Representative your job is to: *Deliver superior ... of 2 years recent work experience as an Investment Representative from a Wealth... more

Dec 29 Software Sales - Wealth Management and Investments Commonwealth Search Group Boston, MA

Our client, a leader in wealth management/investment software, is experiencing significant ... endowment funds, insurance companies, and investment management firms. The ideal... more

Dec 21 Advisor Transition Sales Representative TD Ameritrade Jersey City, NJ

than 4,000 fee-based, Independent Registered Investment Advisors (RIAs) and their clients. ... from our dedicated service teams, allows investment advisors to run their practices... more

Dec 13 Register Investment Advisor Deputy Chief Compliance Officer Compliance Search Group New York, NY

officer at a registered investment advisor or hedge fund with prior law firm ... Officer at a registered investment advisor with prior experience as a securities... more

Dec 08 Sales VP and Alternative Investment Consultant Genworth Financial San Diego, CA

independent broker/dealers and registered investment advisors. We also have a robust ... Our Sales VP and Alternative Investment Consultant will focus on the... more

Dec 01 Investment Advisor Savant Capital Rockford, IL

expert financial planning, disciplined investment management, and integrative wealth ... realize personal and financial goals. Advisor or broker with a minimum of 3-5 years... more

Nov 30 Investment Management Senior Associate Mla Global Richmond, VA

seeking an associate with 5 to 10 years of investment management experience with law ... and expertise in private fund and investment advisor compliance, including Investment... more

Nov 30 Supervisor - Investment Advisor Compliance 8895ny-global Investment Advisor Comp Ny, NY

Supervisor represents the Global Investment Advisor Compliance (GIAC) department ... Analysts within the Global Investment Advisor Compliance department. The team... more

Nov 18 Financial Advisor / Insurance and Investment Services New York Life Insurance Company Latham, NY

As a licensed agent one will be responsible for: * Scheduling appointments * Meeting with clients * Analyzing clients' information * Making product recommendations * Providing... more

Oct 31 Investment Management Senior Associate Major, Lindsey & Africa Richmond, VA

seeking an associate with 5 to 10 years of investment management experience with law ... and expertise in private fund and investment advisor compliance, including Investment... more

Oct 27 HNW Investment Advisor/Relationship Manager/ CFA a must Windmolen Associates New York, NY

Investment advanced degrees and/or investment credentials (CFA/CFP) a plus ... new client relationships. o Excellent investment credentials, knowledge, and... more

Aug 03 Investment Relationship Manager/Financial Advisor A. E. Feldman Associates New York, NY

LP, a growing and vibrant registered investment advisor with offices located in NY, CT, NJ, and Philadelphia, PA, seeking several experienced relationship managers/financial... more

Jun 01 Financial Advisor - Investments David Lerner Associates Syosset, NY

in conservative investments. Our investment firm is rapidly expanding and we ... the public, the company regularly holds free investment seminars that have taught... more

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